Table of Contents





Washington, D.C. 20549





Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of Earliest Event Reported): October 15, 2019



(Exact name of registrant as specified in its charter)



(Commission File Number)




(State or Other Jurisdiction of Incorporation)

(I.R.S. Employer Identification No.)


2858 De La Cruz Boulevard

Santa Clara, CA 95050

(Address of principal executive offices, with zip code)


(408) 280-7900

(Registrant’s telephone number, including area code)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Exchange Act:


Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.00015 par value


The NASDAQ Stock Market LLC


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.


Emerging growth company ☐


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐






Item 7.01 Regulation FD Disclosure

Item 9.01. Financial Statements and Exhibits




Item 7.01 Regulation FD Disclosure.


On October 15, 2019, PDF Solutions, Inc. (the “Company”) issued a Media Advisory in connection with the Company’s 2019 Analyst Day announcing the availability of managements’ presentation materials and reminding readers about the live webcast. Copies of the Media Advisory and managements’ presentations will be available today on the Company’s investor relations page at https://www.pdf.com/investors-corporate-overview. A copy of the Media Advisory is also attached to this report as Exhibit 99.1. Information on the website is not, and will not be deemed, a part of this report or incorporated into any other filings the Company makes with the Securities and Exchange Commission.


The information in this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section, and shall not be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.



Item 9.01. Financial Statements and Exhibits.


(d) Exhibits



Exhibit No.





Media Advisory dated October 15, 2019, regarding Company’s 2019 Analyst Day.








Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.












/s/ Christine Russell




Christine Russell

EVP, Finance, and Chief Financial Officer

(principal financial and accounting officer)



Dated: October 15, 2019




Exhibit 99.1


Media Advisory



PDF Solutions 2019 Analyst Day and Webcast and Presentation Availability


SANTA CLARA, Calif.— October 15, 2019 — PDF Solutions, Inc. (“PDF Solutions” or the “Company”) (NASDAQ: PDFS), the leading provider of differentiated data and analytics solutions to the semiconductor and electronics industries, today announced that management’s presentations for the 2019 PDF Solutions Analyst Day will be available later this morning on the Company’s investor relations page at https://www.pdf.com/investors-corporate-overview.


As previously announced, the Analyst Day event will feature presentations given by Dr. John Kibarian, CEO and Co-Founder, along with other PDF Solutions executives, and will provide an update on the Company’s strategy, products, and market opportunities. Presentations will begin at 8:30 a.m. PDT (11:30 a.m. EDT) and conclude at approximately 12:30 p.m. PDT (3:30 p.m. EDT). The event will be held at the San Jose Marriott Hotel, however, due to limited capacity, in-person attendance is by invitation only. Also as previously announced, managements’ presentations will be simultaneously web cast on PDF Solutions’ website at http://ir.pdf.com/webcasts. A replay of the web cast will be available at the same website address beginning approximately two hours after completion of the live event.


For additional information please email us at pdfs@lythampartners.com.


Forward-Looking Statements


The statements made on the planned conference call regarding the Company's future expected business performance and financial results are forward looking and are subject to events and circumstances of the future. Actual results could differ materially from those expressed in these forward-looking statements. Risks and uncertainties that could cause results to differ materially include risks associated with: customers' production volumes under contracts that, provide Gainshare royalties, cost and schedule of new product development; continued adoption of the Company's solutions by new and existing customers; project milestones or delays and performance criteria achieved; the provision of technology and services prior to the execution of a final contract; and other risks set forth in PDF Solutions' periodic public filings with the Securities and Exchange Commission, including, without limitation, its Annual Reports on Form 10-K, most recently filed for the year ended December 31, 2017, Quarterly Reports on Form 10-Q, and Current Reports on Form 8-K and amendments to such reports. The forward-looking statements made in the conference call are made as of the date hereof, and PDF Solutions does not assume any obligation to update such statements nor the reasons why actual results could differ materially from those projected in such statements.


About PDF Solutions


PDF Solutions (NASDAQ: PDFS) offers an end-to-end analytics platform that empowers engineers and data scientists across the semiconductor ecosystem to rapidly improve the yield, quality, and profitability of their products. By combining industry-leading data analytics and professional services with exclusive, differentiated product data generated during the manufacturing process, PDF Solutions is delivering on the promise of Industry 4.0 today by transforming how the ecosystem collects, analyzes, and shares data. Key Fortune 500 organizations around the world rely on PDF Solutions to remove the data barriers that encumber and constrain new product introductions and to deliver the machine learning insights that drive efficient and profitable high-volume manufacturing.





Headquartered in Santa Clara, California, PDF Solutions also operates worldwide in Canada, China, France, Germany, Italy, Japan, Korea, and Taiwan. For the Company’s latest news and information, visit http://www.pdf.com/.


eProbe and PDF Solutions are registered trademarks of PDF Solutions, Inc. or its subsidiaries. DFI and the PDF Solutions logo is a trademark of PDF Solutions, Inc. or its subsidiaries.



Company Contacts


Christine Russell

Executive Vice President, Finance and Chief Financial Officer

Tel: (408) 938-6466

Email: christine.russell@pdf.com



Sonia Segovia

Investor Relations Coordinator

Tel: (408) 938-6491

Email: sonia.segovia@pdf.com



Lytham Partners

Joe Diaz, Joe Dorame or Robert Blum

Tel: (602) 889-9700

Email: pdfs@lythampartners.com